Malcolm William Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (12 Nov 2013 to 8 Dec 2019)
- CF27 Investment Management (8 Mar 2004 to 31 Oct 2007)
Aegon Asset Management UK plc (no longer approved here)
FRN 144267
- CF27 Investment Management (1 Dec 2001 to 17 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.