Malcolm Thomas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- CF30 Customer (4 Aug 2014 to 29 Dec 2017)
Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- CF1 Director (AR) (2 Oct 2012 to 2 May 2014)
- CF30 Customer (2 Oct 2012 to 2 May 2014)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF24 Pension Transfer Specialist (1 Mar 2005 to 29 Aug 2006)
- CF21 Investment Adviser (1 Dec 2001 to 26 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.