Malcolm Stuart Watters

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Outhwaite & Chavda Limited

    FRN 714833

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 31 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2022)
  • Williams Financial Planning Ltd (no longer approved here)

    FRN 137285

    • Employed By (11 Feb 2011 to 30 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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