Malcolm Stuart Rule

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Swaythling Housing Society Limited (no longer approved here)

    FRN 685254

    • SMF16 Compliance Oversight (9 Dec 2019 to 29 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 May 2020)
    • CF10 Compliance Oversight (11 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 May 2017 to 8 Dec 2019)
  • Teachers Assurance Company Limited (no longer approved here)

    FRN 202569

    • CF10 Compliance Oversight (3 Aug 2005 to 1 Nov 2005)
    • CF11 Money Laundering Reporting (3 Aug 2005 to 1 Nov 2005)
    • CF15 Internal Audit (3 Aug 2005 to 1 Nov 2005)
    • CF14 Risk Assessment (14 Jan 2005 to 20 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.