Malcolm Stuart Ricks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Financial Strategies Ltd

    FRN 610521

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2021)
    • CF30 Customer (18 Sep 2017 to 8 Dec 2019)
  • DIB Insurance Limited (no longer approved here)

    FRN 314116

    • CF1 Director (14 Jan 2005 to 1 Oct 2006)
  • Fairway Independent Financial Advisers (no longer approved here)

    FRN 182704

    • (3)Employed By (1 Dec 2001 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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