Malcolm Roy Johnson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Financial Investment Consultancy (no longer approved here)

    FRN 193711

    • Sole trader dealing with clients for which they require qualification (16 Jul 2020 to 17 Oct 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Oct 2025)
    • SMF27 Partner (9 Dec 2019 to 17 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Oct 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Apr 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.