Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 2 Jun 2015)
- CF10 Compliance Oversight (16 May 2005 to 2 Jun 2015)
- CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
- CF1 Director (31 Oct 2004 to 30 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.