Malcolm Neil Dorrington

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF30 Customer (1 Nov 2007 to 30 Oct 2003)
- CF1 Director (AR) (12 Feb 2007 to 30 Jun 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
Accountancy Investment Services Limited (no longer approved here)
FRN 195989
- Employed By (1 Dec 2001 to 5 Nov 2003)
Aston Court Chambers Wealth Management Limited (no longer approved here)
FRN 194725
- Employed By (27 Mar 2001 to 30 Jun 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.