Malcolm MacPhail

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED
FRN 119272
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (7 Mar 2017 to 8 Dec 2019)
LGIM Real Assets (Operator) Limited (no longer approved here)
FRN 447041
- [FCA CF] Client dealing (11 Dec 2023 to 13 May 2024)
- [FCA CF] Manager of certification employee (28 Nov 2023 to 13 May 2024)
- CF30 Customer (23 Nov 2017 to 8 Dec 2019)
M&G Alternatives Investment Management Limited (no longer approved here)
FRN 122011
- CF30 Customer (26 Feb 2014 to 4 Jan 2017)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- CF30 Customer (1 Nov 2007 to 4 Jan 2017)
- CF27 Investment Management (7 Sep 2004 to 31 Oct 2007)
- CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.