Malcolm Lewis Macleman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macleman Wealth Ltd

    FRN 439179

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 20 Jul 2020)
    • SMF3 Executive Director (since 20 Jul 2020)
    • Responsible for Insurance Distribution (since 20 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jul 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (1 Aug 2013 to 3 Nov 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 29 Jul 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Mar 2008 to 20 Mar 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (21 Oct 2003 to 19 Dec 2003)
    • CF22 Investment Adviser (Trainee) (5 Feb 2003 to 21 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.