Malcolm Laverock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 21 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2023)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Aug 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 18 Aug 2023)
    • CF1 Director (AR) (29 Aug 2019 to 18 Aug 2023)
    • CF30 Customer (29 Aug 2019 to 18 Aug 2023)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (18 Feb 2008 to 11 Aug 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 29 Apr 2008)
    • CF22 Investment Adviser (Trainee) (12 Apr 2006 to 31 Oct 2007)
    • CF1 Director (AR) (12 Apr 2006 to 29 Apr 2008)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (186)Employed By (1 Sep 2000 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.