Malcolm James Stewart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 18 Sep 2023)
    • [FCA CF] Material risk taker (since 18 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (12 Feb 2021 to 27 Jan 2023)
    • [FCA CF] Client dealing (29 Aug 2019 to 22 Jun 2023)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • [FCA CF] Client dealing (3 Dec 2018 to 19 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.