Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 28 Nov 2025)
- CF1 Director (AR) (since 14 Nov 2025)
- CF30 Customer (since 14 Nov 2025)
-
New Town Money Ltd
FRN 1045456
- (1)Employed By (since 14 Nov 2025)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jul 2025)
- CF1 Director (AR) (5 Jul 2016 to 11 Jul 2025)
- CF30 Customer (15 Dec 2014 to 11 Jul 2025)
-
- CF29 Significant management (1 Apr 2011 to 5 Aug 2011)
- CF30 Customer (1 Apr 2011 to 5 Aug 2011)
-
- CF4 Partner (AR) (24 Oct 2008 to 30 Jun 2010)
- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF4 Partner (2 Apr 2007 to 30 Jun 2010)
- CF24 Pension Transfer Specialist (2 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.