Malcolm James Brookes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Art Share (Social Help Association For Reinvesting in Enterprise) Limited
FRN 723068
- Director of firm who is not a certification employee or a SMF manager (since 17 Aug 2020)
Al Rayan Bank PLC (no longer approved here)
FRN 229148
- SMF12 Chair of the Remuneration Committee (1 Mar 2022 to 24 Nov 2023)
- SMF11 Chair of the Audit Committee (7 Mar 2016 to 31 May 2020)
- SMF14 Senior Independent Director (7 Mar 2016 to 31 Dec 2023)
- CF2 Non Executive Director (21 Aug 2014 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.