Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2023)
-
- SMF9 Chair of the Governing Body (10 Dec 2018 to 9 Jun 2025)
- SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
- CF8 Apportionment and Oversight (30 May 2007 to 6 Mar 2016)
- CF2 Non Executive Director (15 May 2006 to 6 Mar 2016)
-
- Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 30 Jun 2021)
- CF2 Non Executive Director (25 Apr 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.