Malcolm Gordon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • SMF1 Chief Executive (7 Oct 2021 to 26 Apr 2023)
    • SMF3 Executive Director (10 Dec 2018 to 26 Apr 2023)
    • CF1 Director (2 Mar 2018 to 9 Dec 2018)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Client dealing (27 Aug 2020 to 27 Jun 2023)
    • [FCA CF] Manager of certification employee (27 Aug 2020 to 27 Jun 2023)
    • [FCA CF] Material risk taker (27 Aug 2020 to 27 Jun 2023)
    • [FCA CF] Significant management (27 Aug 2020 to 27 Jun 2023)
    • CF30 Customer (11 Sep 2012 to 8 Dec 2019)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF30 Customer (1 Sep 2010 to 30 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.