Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (12)Employed By (10 Jun 2021 to 31 Dec 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (27 Mar 2012 to 31 Dec 2021)
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- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Wellesley Investment Management Ltd
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controlled function added: (12)Employed By at Wellesley Investment Management Ltd