Malcolm David Lyons

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Parallel Financial Limited

    FRN 436452

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 13 Nov 2023)
    • Responsible for Insurance Distribution (since 13 Nov 2023)
    • SMF3 Executive Director (since 13 Nov 2023)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 3 May 2016)
    • CF1 Director (AR) (since 11 Sep 2015)
    • CF30 Customer (since 1 Nov 2007)
    • Responsible for Insurance Mediation (1 Dec 2005 to 30 Sep 2018)
    • CF3 Chief Executive (1 Dec 2005 to 8 Dec 2019)
    • CF1 Director (1 Dec 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2005 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Mar 2009)
  • Parallel Employee Benefits Limited

    FRN 993281

    • SMF16 Compliance Oversight (since 13 Nov 2023)
    • Responsible for Insurance Distribution (since 13 Nov 2023)
    • SMF3 Executive Director (since 13 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Nov 2023)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2005)
    • CF1 Director (AR) (1 Dec 2001 to 30 Nov 2005)
  • Music Media IFA Ltd (no longer approved here)

    FRN 214449

    • (2)Employed By (1 Dec 2001 to 30 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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