Malcolm Barr

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (10 Jul 2019 to 12 Jan 2026)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 May 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Apr 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (10 Jul 2019 to 30 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (2 Apr 2002 to 2 Apr 2002)
    • CF21 Investment Adviser (2 Apr 2002 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF22 Investment Adviser (Trainee) (2 Apr 2002 to 2 Apr 2002)
    • CF21 Investment Adviser (2 Apr 2002 to 22 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.