Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- SMF1 Chief Executive (since 9 Aug 2024)
- [FCA CF] Significant management (12 Oct 2021 to 21 Aug 2024)
- [FCA CF] Client dealing (7 Sep 2016 to 21 Aug 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Aug 2024)
- CF30 Customer (30 Aug 2014 to 6 Mar 2016)
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- CF30 Customer (29 Nov 2012 to 28 Nov 2013)
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- CF29 Significant management (16 Jul 2012 to 10 Oct 2012)
- CF30 Customer (22 Jun 2010 to 10 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.