Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 20 May 2021)
    • CF3 Chief Executive (AR) (since 20 May 2021)
    • CF1 Director (AR) (since 20 May 2021)
    • Employed By (since 20 May 2021)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Material risk taker (25 Jul 2019 to 18 Dec 2020)
    • [FCA CF] Client dealing (25 Jul 2019 to 18 Dec 2020)
    • [FCA CF] Manager of certification employee (25 Jul 2019 to 18 Dec 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Aug 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Dec 2005 to 31 Oct 2007)
    • CF27 Investment Management (21 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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