Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (26 Jun 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Oct 2005 to 31 Oct 2007)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Mar 2009)
    • CF21 Investment Adviser (27 Oct 2005 to 31 Oct 2007)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2022)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (26 Jun 2009 to 24 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.