Maggie Moosbrugger

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NatWest Markets Plc
FRN 121882
- [FCA CF] Client dealing (since 2 Mar 2022)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Client dealing (1 Jul 2019 to 31 May 2021)
- [FCA CF] Manager of certification employee (1 Jul 2019 to 31 May 2021)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Manager of certification employee (1 Jul 2019 to 31 May 2021)
- [FCA CF] Client dealing (1 Jul 2019 to 31 May 2021)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (21 Mar 2018 to 3 Jun 2019)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Client dealing (17 Mar 2017 to 3 Jun 2019)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Client dealing (17 Mar 2017 to 3 Jun 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.