Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF30 Customer (since 22 Mar 2026)
    • [FCA CF] Client dealing (since 9 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
    • Employed By (since 22 Mar 2026)
  • National Friendly Financial Solutions Limited (no longer approved here)

    FRN 452784

    • [FCA CF] Client dealing (22 Apr 2025 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (5 Dec 2024 to 31 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

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