Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citibank, N.A.
FRN 124704
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Functions requiring qualifications (since 9 Jan 2017)
- [FCA CF] Client dealing (since 9 Jan 2017)
- [PRA CF] Significant risk taker or Material risk taker (30 Sep 2022 to 3 Nov 2022)
- [FCA CF] Material risk taker (30 Sep 2022 to 3 Nov 2022)
- CF30 Customer (25 Jul 2012 to 6 Mar 2016)
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- [FCA CF] Material risk taker (30 Sep 2022 to 3 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (30 Sep 2022 to 3 Nov 2022)
- [FCA CF] Client dealing (9 Jan 2017 to 30 Oct 2023)
- [FCA CF] Functions requiring qualifications (9 Jan 2017 to 30 Oct 2023)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (25 Jul 2012 to 13 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 2 Apr 2012)
- CF22 Investment Adviser (Trainee) (13 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.