Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (13 Feb 2023 to 2 Nov 2023)
    • [FCA CF] Material risk taker (1 Nov 2021 to 14 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2021 to 14 Jul 2022)
    • [FCA CF] Client dealing (3 Jun 2019 to 14 Jul 2022)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF30 Customer (1 Nov 2007 to 22 Dec 2009)
    • CF21 Investment Adviser (13 Jan 2003 to 31 Oct 2007)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF21 Investment Adviser (13 Jan 2003 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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