Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Managing a material risk taker (24 May 2022 to 7 Aug 2023)
    • [FCA CF] Material risk taker (9 Jun 2017 to 23 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jun 2017 to 23 Mar 2026)
    • [FCA CF] Client dealing (9 Jun 2017 to 23 Mar 2026)
    • [FCA CF] Manager of certification employee (9 Jun 2017 to 7 May 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Managing a material risk taker (24 May 2022 to 7 Aug 2023)
    • [FCA CF] Client dealing (9 Jun 2017 to 23 Mar 2026)
    • [FCA CF] Manager of certification employee (9 Jun 2017 to 7 May 2024)
    • [FCA CF] Material risk taker (9 Jun 2017 to 23 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jun 2017 to 23 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

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