Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.