Lynne Gertrude Sample

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Advance Mortgage Funding Limited (no longer approved here)
FRN 305008
- Appointed representative dealing with clients for which they require qualification (22 Sep 2022 to 30 Jan 2024)
Lyncombe Consultants Limited (no longer approved here)
FRN 618025
- [FCA CF] Functions requiring qualifications (27 Nov 2020 to 31 Oct 2021)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF30 Customer (2 Apr 2009 to 21 Jan 2010)
- CF1 Director (AR) (2 Apr 2009 to 19 Apr 2013)
- CF2 Non Executive Director (AR) (23 Oct 2008 to 19 Apr 2013)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (10 Sep 2008 to 26 Nov 2008)
Gertgaf Limited (no longer approved here)
FRN 408959
- (1)Employed By (6 Feb 2007 to 7 Feb 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.