Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS Asset Management (UK) Ltd
FRN 119319
- [FCA CF] Client dealing (since 4 Jun 2025)
- [FCA CF] Manager of certification employee (since 16 Mar 2023)
- [FCA CF] Material risk taker (since 26 Aug 2022)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 5 Jan 2022)
- CF29 Significant management (19 Sep 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.