Lynn Laraine Finley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stirling House Financial Services Limited (no longer approved here)
FRN 413234
- CF30 Customer (11 Dec 2007 to 1 Sep 2008)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (11 Apr 2006 to 1 Oct 2007)
- CF1 Director (AR) (5 Jul 2005 to 1 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Jul 2005 to 11 Apr 2006)
Taylor Associates (Financial Services) Ltd (no longer approved here)
FRN 153257
- Employed By (5 Jul 2005 to 1 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.