Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2022)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF1 Director (10 May 2005 to 31 Aug 2017)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2022)
- [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2022)
- CF29 Significant management (30 Nov 2011 to 8 Dec 2019)
- CF30 Customer (29 May 2008 to 8 Dec 2019)
-
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2022)
- SMF27 Partner (9 Dec 2019 to 30 Apr 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (1 May 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.