Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TMG Direct Limited
FRN 786245
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- CF1 Director (AR) (since 22 Nov 2023)
- [FCA CF] Functions requiring qualifications (since 26 Apr 2023)
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West Wales Money Ltd
FRN 1005183
- Employed By (since 22 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (12 Oct 2022 to 20 Apr 2023)
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- [FCA CF] Functions requiring qualifications (31 Mar 2021 to 31 Jan 2022)
- [FCA CF] Client dealing (11 Jan 2021 to 31 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.