Lyndon Wesley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chrysalis Financial Planning Ltd

    FRN 590965

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (22 Apr 2013 to 8 Dec 2019)
    • CF1 Director (22 Apr 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (22 Apr 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Apr 2013 to 30 Sep 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (26 Apr 2011 to 22 Apr 2013)
    • CF1 Director (AR) (26 Apr 2011 to 22 Apr 2013)
  • Chrysalis Financial Planning Ltd (no longer approved here)

    FRN 546071

    • Employed By (26 Apr 2011 to 22 Apr 2013)
  • Lifetime Financial Management Intermediaries Ltd (no longer approved here)

    FRN 225795

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF21 Investment Adviser (5 Jan 2005 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 Jul 2003 to 26 Sep 2003)
    • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 17 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.