Lyndon Michael Hore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LAMPIERS FINANCIAL PLANNING LIMITED

    FRN 606848

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Feb 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Feb 2022)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 6 Nov 2017)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
    • CF1 Director (2 Jan 2014 to 6 Nov 2017)
    • CF10 Compliance Oversight (2 Jan 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2014 to 6 Nov 2017)
  • Lampiers Financial Planning Limited (no longer approved here)

    FRN 134985

    • (8)Employed By (5 Jul 2007 to 31 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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