Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 27 Feb 2019)
    • CF30 Customer (since 10 Oct 2013)
    • (2)Employed By (since 10 Oct 2013)
    • CF30 Customer (1 Nov 2007 to 10 Sep 2013)
    • CF21 Investment Adviser (28 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Nov 2002 to 28 Nov 2003)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (28 Nov 2003 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (4 Nov 2002 to 28 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.