Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 27 Feb 2019)
- CF30 Customer (since 10 Oct 2013)
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Amos Wealth Management
FRN 608278
- (2)Employed By (since 10 Oct 2013)
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- CF30 Customer (1 Nov 2007 to 10 Sep 2013)
- CF21 Investment Adviser (28 Nov 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Nov 2002 to 28 Nov 2003)
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- CF21 Investment Adviser (28 Nov 2003 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (4 Nov 2002 to 28 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.