Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macleman Wealth Ltd (no longer approved here)

    FRN 439179

    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Apr 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Apr 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jan 2006 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (3 Jan 2006 to 31 Mar 2009)
    • CF1 Director (3 Jan 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Jan 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2006 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.