Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 27 Sep 2025)
    • CF30 Customer (8 Dec 2014 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (25 Jun 2008 to 17 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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