Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Client dealing (2 Mar 2024 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (20 Sep 2023 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (29 Sep 2020 to 30 Sep 2025)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Client dealing (1 Feb 2020 to 4 Sep 2020)
    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 4 Sep 2020)
    • CF30 Customer (19 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.