Lydia Kirsten Brookes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Client dealing (since 2 Nov 2021)
    • [FCA CF] Manager of certification employee (since 2 Nov 2021)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [FCA CF] Manager of certification employee (since 2 Nov 2021)
    • [FCA CF] Client dealing (since 2 Nov 2021)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (29 Jul 2019 to 2 Jul 2021)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (7 Mar 2016 to 20 Sep 2021)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 18 Aug 2011)
    • CF21 Investment Adviser (6 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Oct 2006 to 10 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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