Lutz Michael Goergen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Symmetry Investments UK LLP
FRN 610478
- [FCA CF] Manager of certification employee (since 24 Jun 2025)
- [FCA CF] Client dealing (since 12 Oct 2023)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2023)
- CF30 Customer (13 Aug 2019 to 8 Dec 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Client dealing (7 Sep 2016 to 24 Jul 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 24 Jul 2019)
- CF30 Customer (12 Jun 2015 to 6 Mar 2016)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Manager of certification employee (7 Sep 2016 to 24 Jul 2019)
- [FCA CF] Client dealing (7 Sep 2016 to 24 Jul 2019)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- CF30 Customer (14 Mar 2013 to 30 Apr 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.