Luther Yeates

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Orton Financial Ltd

    FRN 986680

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 13 Mar 2023)
    • SMF3 Executive Director (since 13 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 13 Mar 2023)
    • Responsibility for MCD Intermediation (since 13 Mar 2023)
    • SMF16 Compliance Oversight (since 13 Mar 2023)
  • Fair Investment Company Limited (no longer approved here)

    FRN 192852

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 16 Aug 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 16 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.