Luke William Fernquest

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 18 Nov 2024)
    • CF1 Director (AR) (since 2 Oct 2024)
    • CF30 Customer (since 2 Oct 2024)
    • [FCA CF] Client dealing (10 Dec 2019 to 18 Nov 2024)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 18 Nov 2024)
    • CF30 Customer (27 May 2014 to 8 Dec 2019)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (13 Feb 2013 to 5 Jun 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (15 Feb 2010 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.