Luke William Broadley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LRS Group Management Ltd
FRN 912107
- CF1 Director (AR) (since 21 May 2020)
- Responsible for Insurance Distribution (since 16 Mar 2020)
- SMF3 Executive Director (since 16 Mar 2020)
James & Lindsay Ltd (no longer approved here)
FRN 305945
- CF1 Director (AR) (22 Mar 2017 to 11 Jan 2021)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF4 Partner (AR) (11 Dec 2009 to 28 Feb 2017)
T Oxley,T W Berryman & K J Burbidge (no longer approved here)
FRN 407983
- (5)Employed By (11 Dec 2009 to 31 Mar 2015)

Updates to this individual's record on the FCA register.

10 hours ago
controlled function added: (5)Employed By at T Oxley,T W Berryman & K J Burbidge

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.