Luke Uzoziri

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 3 Nov 2025)
- [FCA CF] Manager of certification employee (since 3 Nov 2025)
Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Client dealing (since 3 Nov 2025)
- [FCA CF] Manager of certification employee (since 3 Nov 2025)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (15 Sep 2022 to 31 Jul 2025)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (25 Feb 2022 to 23 May 2022)
Renaissance Capital Limited (no longer approved here)
FRN 186891
- [FCA CF] Client dealing (28 Feb 2021 to 14 Oct 2021)
- CF30 Customer (20 May 2014 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.