Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs Asset Management International
FRN 147212
- [FCA CF] Manager of certification employee (since 5 Mar 2024)
- SMF18 Other Overall Responsibility (since 4 Oct 2023)
- [FCA CF] Material risk taker (since 1 Jan 2023)
- [FCA CF] Client dealing (since 1 Aug 2021)
- SMF18 Other Overall Responsibility (23 Jul 2020 to 16 Jan 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jul 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2020)
- CF30 Customer (16 Dec 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.