Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 2 Jan 2025)
    • (1)Employed By (since 2 Jan 2025)
    • SMF16 Compliance Oversight (since 22 Aug 2022)
    • Responsible for Insurance Distribution (since 22 Aug 2022)
    • Responsibility for MCD Intermediation (since 22 Aug 2022)
    • SMF3 Executive Director (since 22 Aug 2022)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • CF1 Director (AR) (15 Aug 2022 to 9 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 20 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Apr 2021)
    • CF11 Money Laundering Reporting (28 Jun 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Apr 2021)
    • Responsible for Insurance Mediation (14 Mar 2018 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (14 Mar 2018 to 20 Apr 2021)
    • CF1 Director (13 Dec 2017 to 8 Dec 2019)
  • Finamply Mortgages Limited (no longer approved here)

    FRN 788603

    • (2)Employed By (15 Aug 2022 to 9 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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