Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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abrdn Investment Management Limited
FRN 188406
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2022 to 31 Dec 2022)
- CF30 Customer (25 Nov 2017 to 8 Dec 2019)
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abrdn Investments Limited
FRN 121891
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- CF30 Customer (1 Apr 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (29 Nov 2004 to 3 Sep 2007)
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- CF27 Investment Management (1 Dec 2001 to 12 Nov 2004)
- CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2004)
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- CF27 Investment Management (1 Dec 2001 to 12 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.