Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverStone Insurance (UK) Limited (no longer approved here)

    FRN 202823

    • SMF7 Group Entity Senior Manager (13 Mar 2025 to 6 Jan 2026)
    • [FCA CF] Manager of certification employee (1 Oct 2022 to 26 Nov 2025)
    • [PRA CF] Key function holder (10 Jan 2019 to 26 Nov 2025)
    • SMF1 Chief Executive (10 Dec 2018 to 13 Mar 2025)
    • SMF3 Executive Director (10 Dec 2018 to 13 Mar 2025)
    • [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
    • [PRA CF] Managing a material risk taker (10 Dec 2018 to 26 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (5 Aug 2010 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (5 Aug 2010 to 6 Mar 2016)
    • CF1 Director (12 Sep 2005 to 9 Dec 2018)
  • RiverStone Managing Agency Limited (no longer approved here)

    FRN 204964

    • SMF7 Group Entity Senior Manager (13 Mar 2025 to 6 Jan 2026)
    • [FCA CF] Manager of certification employee (1 Oct 2022 to 26 Nov 2025)
    • SMF3 Executive Director (10 Dec 2018 to 13 Mar 2025)
    • SMF1 Chief Executive (10 Dec 2018 to 13 Mar 2025)
    • [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
    • [PRA CF] Key function holder (10 Dec 2018 to 26 Nov 2025)
    • [PRA CF] Managing a material risk taker (10 Dec 2018 to 26 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (5 Aug 2010 to 6 Mar 2016)
    • CF3 Chief Executive (5 Aug 2010 to 6 Mar 2016)
    • CF1 Director (14 Oct 2008 to 9 Dec 2018)
  • RiverStone Management Limited (no longer approved here)

    FRN 776316

    • SMF9 Chair of the Governing Body (20 Mar 2020 to 6 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 30 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 6 Jan 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Jan 2026)
    • [PRA CF] Managing a material risk taker (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Jan 2026)
    • CF1 Director (1 Sep 2017 to 8 Dec 2019)
    • CF3 Chief Executive (1 Sep 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Sep 2017 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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