Luke Powell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clifton Wealth Partnership Ltd

    FRN 541273

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2024)
    • [FCA CF] Client dealing (since 14 Oct 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Apr 2021)
    • CF30 Customer (31 Jul 2019 to 23 Apr 2021)
  • Form Financial Clarity Limited (no longer approved here)

    FRN 444102

    • (5)Employed By (31 Jul 2019 to 23 Apr 2021)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (9 Jul 2018 to 29 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.